Smith Gary B's Form 4 filing
Ciena Corp (CIEN) · filed Sep 21, 2022
- Accession no.
- 0001032553-22-000028
- Filed
- Sep 21, 2022
- Trade date
- Sep 19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $146.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Gary BCIK 0001032553 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Common Stock | SSaleDisposed | −3,542 | $41.35F2 | −$146,461.7 | 406,627 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average sales price with transactions in a range of sales from $41.1350 to $41.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.