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Smith Gary B's Form 4 filing

Ciena Corp (CIEN) · filed Jul 25, 2022

Accession no.
0001032553-22-000020
Filed
Jul 25, 2022
Trade date
Jul 20, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $174.3K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Gary BCIK 0001032553Director, Officer (President, CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 20, 2022Common StockSSaleDisposed−3,542$49.21F2−$174,301.82420,795Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average sales price with transactions in a range of sales from $48.795 to $49.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)