Smith Gary B's Form 4 filing
Ciena Corp (CIEN) · filed Sep 16, 2021
- Accession no.
- 0001032553-21-000043
- Filed
- Sep 16, 2021
- Trade date
- Sep 14-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $696.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Gary BCIK 0001032553 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average sales price with transactions in a range of sales from $52.87 to $54.145. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average sales price with transactions in a range of sales from $52.64 to $53.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.