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Smith Gary B's Form 4 filing

Ciena Corp (CIEN) · filed Aug 5, 2021

Accession no.
0001032553-21-000037
Filed
Aug 5, 2021
Trade date
Aug 2-3, 2021
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $581.5K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Gary BCIK 0001032553Director, Officer (President, CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 2, 2021Common StockSSaleDisposed−5,000$58.25F2−$291,250360,530Direct
Aug 3, 2021Common StockSSaleDisposed−5,000$58.04F4−$290,200355,530Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average sales price with transactions in a range of sales from $57.80 to $58.74. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average sales price with transactions in a range of sales from $57.50 to $58.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)