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Smith Gary B's Form 4 filing

Ciena Corp (CIEN) · filed Jul 9, 2021

Accession no.
0001032553-21-000033
Filed
Jul 9, 2021
Trade date
Jul 7-8, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $567.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Gary BCIK 0001032553Director, Officer (President, CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 7, 2021Common StockSSaleDisposed−5,000$56.85F2−$284,250380,530Direct
Jul 8, 2021Common StockSSaleDisposed−5,000$56.61F4−$283,050375,530Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average sales price with transactions in a range of sales from $56.31 to $57.91. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average sales price with transactions in a range of sales from $55.87 to $57.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)