Siebel Thomas M's Form 4 filing
C3.ai, Inc. (AI) · filed Sep 15, 2025
- Accession no.
- 0001031530-25-000003
- Filed
- Sep 15, 2025
- Trade date
- Sep 11-15, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siebel Thomas MCIK 0001031530 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2025 | Class A Common Stock | MOption exerciseAcquired | +179,119 | – | – | 179,119 | Direct | |
| Sep 12, 2025 | Class A Common Stock | SSaleDisposed | −92,000 | $16.33 | −$1,502,360 | 87,119 | Direct | |
| Sep 15, 2025 | Class A Common Stock | GGiftDisposed | −87,119 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2025 | Class A Common Stock | GGiftAcquired | +87,119 | $0.00 | $0 | 3,076,227 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2025 | Class A Common Stock | MOption exerciseDisposed | −179,119 | $0.00 | $0 | 358,294 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.