Karr Michael S's Form 4 filing
Pacific Premier Bancorp Inc (PPBI) · filed Dec 21, 2023
- Accession no.
- 0001028918-23-000139
- Filed
- Dec 21, 2023
- Trade date
- Dec 19-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $400.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karr Michael SCIK 0001509690 | Officer (SEVP & Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | PPBI Common Stock | MOption exerciseAcquired | +19,925 | $15.16 | +$302,063 | 48,210 | Direct | |
| Dec 19, 2023 | PPBI Common Stock | SSaleDisposed | −13,630 | $29.35F2 | −$400,040.5 | 34,580 | Direct | |
| Dec 21, 2023 | PPBI Common Stock | GGiftDisposed | −6,295 | $0.00 | $0 | 28,285 | Direct | |
| Dec 21, 2023 | PPBI Common Stock | GGiftAcquired | +6,295 | $0.00 | $0 | 81,922 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | PPBI Common Stock | MOption exerciseDisposed | −19,925 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.32 to $29.44, inclusive.
Referenced by the price of 1 transaction in Table I.