Garrett Joseph L's Form 4 filing
Pacific Premier Bancorp Inc (PPBI) · filed Nov 2, 2023
- Accession no.
- 0001028918-23-000124
- Filed
- Nov 2, 2023
- Trade date
- Nov 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $140.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrett Joseph LCIK 0001546765 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | PPBI Common Stock | MOption exerciseAcquired | +7,500 | $15.68 | +$117,600 | 92,926 | Direct | |
| Nov 1, 2023 | PPBI Common Stock | SSaleDisposed | −7,500 | $18.70F2 | −$140,250 | 85,426 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | PPBI Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.67 to $18.75, inclusive.
Referenced by the price of 1 transaction in Table I.