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Karr Michael S's Form 4 filing

Pacific Premier Bancorp Inc (PPBI) · filed May 25, 2023

Accession no.
0001028918-23-000102
Filed
May 25, 2023
Trade date
May 23-24, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $263.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Karr Michael SCIK 0001509690Officer (SEVP & Chief Risk Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2023PPBI Common StockMOption exerciseAcquired+15,002$15.68+$235,231.3643,287Direct
May 23, 2023PPBI Common StockSSaleDisposed−12,848$20.53−$263,769.4430,439Direct
May 24, 2023PPBI Common StockGGiftDisposed−2,154$0.00$028,285Direct
May 24, 2023PPBI Common StockGGiftAcquired+2,154$0.00$075,627Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 23, 2023PPBI Common StockMOption exerciseDisposed−15,002$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)