Riesterer Terry L.'s Form 4 filing
Rockwell Automation, Inc (ROK) · filed Jul 17, 2025
- Accession no.
- 0001024478-25-000079
- Filed
- Jul 17, 2025
- Trade date
- Jul 15-17, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $830.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riesterer Terry L.CIK 0001794668 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2025 | Common Stock | MOption exerciseAcquired | +2,100 | $171.46 | +$360,066 | 3,133 | Direct | |
| Jul 15, 2025 | Common Stock | SSaleDisposed | −2,100 | $350.08F2 | −$735,168 | 1,033 | Direct | |
| Jul 16, 2025 | Common Stock | MOption exerciseAcquired | +849 | $0.00 | $0 | 1,882 | Direct | |
| Jul 17, 2025 | Common Stock | SSaleDisposed | −269 | $355.26F4 | −$95,564.94 | 1,613 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2025 | Common Stock | MOption exerciseDisposed | −2,100 | $171.46 | −$360,066 | 0 | Direct | |
| Jul 16, 2025 | Common Stock | MOption exerciseDisposed | −849 | $0.00 | $0 | 1,699 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350 to $350.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $354.9550 to $355.4475. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.