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Nardecchia Christopher's Form 4 filing

Rockwell Automation, Inc (ROK) · filed Dec 6, 2024

Accession no.
0001024478-24-000158
Filed
Dec 6, 2024
Trade date
Dec 4-5, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $37.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nardecchia ChristopherCIK 0001720483Officer (SVP, Chief Information Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 4, 2024Common StockMOption exerciseAcquired+358$0.00$011,442Direct
Dec 5, 2024Common StockSSaleDisposed−127$296.41−$37,644.0711,315Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 4, 2024Common StockMOption exerciseDisposed−358$0.00$0716Direct
Dec 5, 2024Common StockAGrant or awardAcquired+3,209$0.00$03,209Direct
Dec 5, 2024Common StockAGrant or awardAcquired+3,535$0.00$03,535Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)