Moret Blake D.'s Form 4 filing
Rockwell Automation, Inc (ROK) · filed Nov 25, 2024
- Accession no.
- 0001024478-24-000117
- Filed
- Nov 25, 2024
- Trade date
- Nov 25, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.97M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moret Blake D.CIK 0001515154 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseAcquired | +26,700 | $104.08 | +$2,778,936 | 104,815 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −1,300 | $295.47F3 | −$384,111 | 103,515 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −1,150 | $296.42F4 | −$340,883 | 102,365 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −12,032 | $297.89F5 | −$3,584,212.48 | 90,333 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −2,796 | $298.60F6 | −$834,885.6 | 87,537 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −3,715 | $299.79F7 | −$1,113,719.85 | 83,822 | Indirect | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −5,707 | $300.61F8 | −$1,715,581.27 | 78,115 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseDisposed | −26,700 | $104.08 | −$2,778,936 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.0050 to $295.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.06 to $296.86 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.19 to $298.1450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.22 to $299.14. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $299.22 to $300.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.2350 to $301.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.