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Rothe Christian E's Form 4 filing

Rockwell Automation, Inc (ROK) · filed Nov 12, 2024

Accession no.
0001024478-24-000109
Filed
Nov 12, 2024
Trade date
Nov 11-12, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $2.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothe Christian ECIK 0001523212Officer (Sr. VP and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2024Common StockPPurchaseAcquired+6,145$274.63F1+$1,687,601.356,145Direct
Nov 12, 2024Common StockPPurchaseAcquired+1,128$277.75F2+$313,3027,273Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $274.0150 to $275. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $277.72 to $277.78. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)