House Rebecca W's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Feb 28, 2024
- Accession no.
- 0001024478-24-000026
- Filed
- Feb 28, 2024
- Trade date
- Feb 28, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.93M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| House Rebecca WCIK 0001693217 | Officer (SVP, CLO and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseAcquired | +13,900 | $171.46 | +$2,383,294 | 22,382 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −3,194 | $280.81F2 | −$896,907.14 | 19,188 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −4,006 | $281.47F3 | −$1,127,568.82 | 15,182 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −6,700 | $285.01F4 | −$1,909,567 | 8,482 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseDisposed | −13,900 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.16 to $281.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $281.17 to $281.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285 to $285.0325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.