Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Dec 11, 2023
- Accession no.
- 0001024478-23-000197
- Filed
- Dec 11, 2023
- Trade date
- Dec 7-11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $222.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | MOption exerciseAcquired | +228 | $0.00 | $0 | 9,287 | Direct | |
| Dec 8, 2023 | Common Stock | SSaleDisposed | −73 | $278.99 | −$20,366.27 | 9,214 | Direct | |
| Dec 9, 2023 | Common Stock | MOption exerciseAcquired | +385 | $0.00 | $0 | 9,599 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseAcquired | +285 | $0.00 | $0 | 9,884 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseAcquired | +865 | $0.00 | $0 | 10,749 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −642 | $279.66 | −$179,541.72 | 10,107 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −80 | $280.18 | −$22,414.4 | 10,027 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | MOption exerciseDisposed | −228 | $0.00 | $0 | 229 | Direct | |
| Dec 9, 2023 | Common Stock | MOption exerciseDisposed | −385 | $0.00 | $0 | 770 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseDisposed | −285 | $0.00 | $0 | 0 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseDisposed | −865 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.