Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Oct 3, 2023
- Accession no.
- 0001024478-23-000112
- Filed
- Oct 3, 2023
- Trade date
- Oct 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $128.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock | SSaleDisposed | −151 | $283.62 | −$42,826.62 | 9,359 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −80 | $284.29 | −$22,743.2 | 9,279 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −40 | $285.30 | −$11,412 | 9,239 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −60 | $286.73 | −$17,203.8 | 9,179 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −120 | $287.97 | −$34,556.4 | 9,059 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock | AGrant or awardAcquired | +865 | $0.00 | $0 | 865 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.