Kulaszewicz Frank C's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Jun 13, 2023
- Accession no.
- 0001024478-23-000076
- Filed
- Jun 13, 2023
- Trade date
- Jun 13, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.40M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kulaszewicz Frank CCIK 0001516418 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Common Stock | MOption exerciseAcquired | +6,000 | $196.43 | +$1,178,580 | 21,389 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −6,000 | $310.00 | −$1,860,000 | 15,389 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −1,729 | $310.00 | −$535,990 | 13,660 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Common Stock | MOption exerciseDisposed | −6,000 | $196.43 | −$1,178,580 | 9,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.