Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Jun 7, 2023
- Accession no.
- 0001024478-23-000068
- Filed
- Jun 7, 2023
- Trade date
- Jun 6-7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $145.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseAcquired | +1,551 | $0.00 | $0 | 9,999 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −205 | $296.21 | −$60,723.05 | 9,794 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −284 | $296.81 | −$84,294.04 | 9,510 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseDisposed | −1,551 | $0.00 | $0 | 3,104 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.