Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Dec 13, 2022
- Accession no.
- 0001024478-22-000177
- Filed
- Dec 13, 2022
- Trade date
- Dec 9-12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $34.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2022 | Common Stock | MOption exerciseAcquired | +285 | $0.00 | $0 | 8,583 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −125 | $258.56 | −$32,320 | 8,458 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −10 | $259.28 | −$2,592.8 | 8,448 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2022 | Common Stock | MOption exerciseDisposed | −285 | $0.00 | $0 | 285 | Direct | |
| Dec 9, 2022 | Common Stock | AGrant or awardAcquired | +3,865 | $0.00 | $0 | 3,865 | Direct | |
| Dec 9, 2022 | Common Stock | AGrant or awardAcquired | +1,155 | $0.00 | $0 | 1,155 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.