Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Dec 7, 2022
- Accession no.
- 0001024478-22-000111
- Filed
- Dec 7, 2022
- Trade date
- Dec 5-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $328.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | MOption exerciseAcquired | +1,647 | $0.00 | $0 | 9,456 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −98 | $255.52 | −$25,040.96 | 9,358 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −961 | $256.43 | −$246,429.23 | 8,397 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −220 | $257.49 | −$56,647.8 | 8,177 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | MOption exerciseDisposed | −1,647 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.