Nicolas Ernest's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Nov 2, 2021
- Accession no.
- 0001024478-21-000079
- Filed
- Nov 2, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $141.4K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nicolas ErnestCIK 0001791766 | Officer (SVP,Chief Supply Chain Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | SSaleDisposed | −414 | $341.57F3 | −$141,409.98 | 4,610.5 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.35 to $341.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.