Nardecchia Christopher's Form 4 filing
Rockwell Automation, Inc (ROK) · filed Jul 19, 2021
- Accession no.
- 0001024478-21-000027
- Filed
- Jul 19, 2021
- Trade date
- Jul 16, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $641.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nardecchia ChristopherCIK 0001720483 | Officer (SVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +2,171 | $192.86 | +$418,699.06 | 10,233 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −2,171 | $295.44 | −$641,400.24 | 8,062 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −2,171 | $0.00 | $0 | 4,229 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.