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Woltosz Walter S's Form 4 filing

Simulations Plus, Inc. (SLP) · filed Nov 5, 2024

Accession no.
0001023459-24-000142
Filed
Nov 5, 2024, 8:02 AM ET
Trade date
Nov 1, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $553.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woltosz Walter SCIK 0001222526Director, 10% Owner
Woltosz Virginia ECIK 000122252710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2024Common StockAGrant or awardAcquired+992$0.00F1$03,482,584Direct
Nov 1, 2024Common StockSSaleDisposed−20,000$27.66F3,F4−$553,2003,462,584Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices falling within those ranges set forth in footnote (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $27.22 to $27.97, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)