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Paglia John Kenneth's Form 4 filing

Simulations Plus, Inc. (SLP) · filed Nov 9, 2023

Accession no.
0001023459-23-000142
Filed
Nov 9, 2023
Trade date
Nov 8, 2023
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $35.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Paglia John KennethCIK 0001627832Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 8, 2023Common StockSSaleDisposed−1,000$35.25F1−$35,2503,097Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.81 to $35.68, inclusive. The reporting person undertakes to provide to Simulations Plus, Inc., any security holder of Simulations Plus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)