Holzshu Chris's Form 4 filing
Lithia Motors Inc (LAD) · filed Jul 31, 2023
- Accession no.
- 0001023128-23-000120
- Filed
- Jul 31, 2023
- Trade date
- Jul 27-28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market sales total $3.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holzshu ChrisCIK 0001504710 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −3,584 | $310.29F1 | −$1,112,079.36 | 49,926 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −1,170 | $305.46F2 | −$357,388.2 | 48,756 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −1,344 | $306.58F3 | −$412,043.52 | 47,412 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −1,100 | $307.48F4 | −$338,228 | 46,312 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −1,641 | $308.66F5 | −$506,511.06 | 44,671 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −721 | $309.10F6 | −$222,861.1 | 43,950 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −200 | $310.48F7 | −$62,096 | 43,750 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −501 | $311.33F8 | −$155,976.33 | 43,249 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −554 | $312.29F9 | −$173,008.66 | 42,695 | Direct | |
| Jul 28, 2023 | Lithia Motors Inc Common Stock | SSaleDisposed | −400 | $313.25F10 | −$125,300 | 42,295 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average share price of the Issuer's common stock sold in the price range of $310.0000 to $310.7250. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average share price of the Issuer's common stock sold in the price range of $305.0000 to $305.9900. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of the Issuer's common stock sold in the price range of $306.0700 to $306.9400. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of the Issuer's common stock sold in the price range of $307.0375 to $307.9800. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of the Issuer's common stock sold in the price range of $308.0000 to $308.9800. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of the Issuer's common stock sold in the price range of $309.0100 to $309.1200. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of the Issuer's common stock sold in the price range of $310.4700 to $310.4900. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average share price of the Issuer's common stock sold in the price range of $311.0000 to $311.9700. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average share price of the Issuer's common stock sold in the price range of $312.1900 to $312.7600. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average share price of the Issuer's common stock sold in the price range of $313.0500 to $313.6700. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.