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Holzshu Chris's Form 4 filing

Lithia Motors Inc (LAD) · filed Feb 14, 2022

Accession no.
0001023128-22-000025
Filed
Feb 14, 2022
Trade date
Feb 10, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market sales total $4.85M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Holzshu ChrisCIK 0001504710Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 10, 2022Common StockSSaleDisposed−627$320.26F1−$200,803.0250,678Direct
Feb 10, 2022Common StockSSaleDisposed−1,910$318.77F2−$608,850.748,768Direct
Feb 10, 2022Common StockSSaleDisposed−1,836$317.48F3−$582,893.2846,932Direct
Feb 10, 2022Common StockSSaleDisposed−1,778$316.36F4−$562,488.0845,154Direct
Feb 10, 2022Common StockSSaleDisposed−2,519$315.32F5−$794,291.0842,635Direct
Feb 10, 2022Common StockSSaleDisposed−2,220$314.49F6−$698,167.840,415Direct
Feb 10, 2022Common StockSSaleDisposed−2,000$313.45F7−$626,90038,415Direct
Feb 10, 2022Common StockSSaleDisposed−1,867$312.19F8−$582,858.7336,548Direct
Feb 10, 2022Common StockSSaleDisposed−633$311.30F9−$197,052.935,915Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average share price of the Issuer's common stock sold in the price range of $320.03 to $320.39. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average share price of the Issuer's common stock sold in the price range of $318.43 to $319.35. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average share price of the Issuer's common stock sold in the price range of $317.13 to $317.99. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average share price of the Issuer's common stock sold in the price range of $315.86 to $316.85. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average share price of the Issuer's common stock sold in the price range of $314.91 to $315.85. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average share price of the Issuer's common stock sold in the price range of $313.96 to $314.81. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Represents the weighted average share price of the Issuer's common stock sold in the price range of $312.87 to $313.78. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Represents the weighted average share price of the Issuer's common stock sold in the price range of $311.83 to $312.75. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average share price of the Issuer's common stock sold in the price range of $311.01 to $311.68. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)