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Deboer Sidney B's Form 4 filing

Lithia Motors Inc (LAD) · filed Nov 17, 2021

Accession no.
0001023128-21-000123
Filed
Nov 17, 2021
Trade date
Nov 16, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $4.15M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Deboer Sidney BCIK 0001170769Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2021Common StockSSaleDisposed−2,394$335.09F1−$802,205.46110,037Indirect
Nov 16, 2021Common StockSSaleDisposed−5,432$334.64F3−$1,817,764.48104,605Indirect
Nov 16, 2021Common StockSSaleDisposed−4,605$333.29F4−$1,534,800.45100,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average share price of the Issuer's common stock sold in the price range of $335.06 to $335.25. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average share price of the Issuer's common stock sold in the price range of $334.01 to $334.92. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average share price of the Issuer's common stock sold in the price range of $333.00 to $333.94. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)