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Rusckowski Stephen H's Form 4 filing

Quest Diagnostics Inc (DGX) · filed May 25, 2022

Accession no.
0001022079-22-000102
Filed
May 25, 2022
Trade date
May 23-24, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $50.4M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rusckowski Stephen HCIK 0001142624Director, Officer (Chairman, CEO and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2022Common StockMOption exerciseAcquired+34,898$103.57+$3,614,385.86369,731Direct
May 23, 2022Common StockSSaleDisposed−33,898$140.12F2−$4,749,787.76335,833Direct
May 23, 2022Common StockSSaleDisposed−800$141.54F3−$113,232335,033Direct
May 23, 2022Common StockSSaleDisposed−200$142.26F4−$28,452334,833Direct
May 23, 2022Common StockMOption exerciseAcquired+42,568$86.63+$3,687,665.84377,401Direct
May 23, 2022Common StockSSaleDisposed−41,268$140.12F5−$5,782,472.16336,133Direct
May 23, 2022Common StockSSaleDisposed−1,000$141.51F6−$141,510335,133Direct
May 23, 2022Common StockSSaleDisposed−300$142.24F7−$42,672334,833Direct
May 24, 2022Common StockMOption exerciseAcquired+126,126$103.57+$13,062,869.82460,959Direct
May 24, 2022Common StockSSaleDisposed−126,126$140.12F8−$17,672,775.12334,833Direct
May 24, 2022Common StockMOption exerciseAcquired+156,282$86.63+$13,538,709.66491,115Direct
May 24, 2022Common StockSSaleDisposed−156,282$140.12F9−$21,898,233.84334,833Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 23, 2022Common StockMOption exerciseDisposed−34,898$103.57−$3,614,385.86136,163Direct
May 23, 2022Common StockMOption exerciseDisposed−42,568$86.63−$3,687,665.84171,136Direct
May 24, 2022Common StockMOption exerciseDisposed−126,126$103.57−$13,062,869.8210,037Direct
May 24, 2022Common StockMOption exerciseDisposed−156,282$86.63−$13,538,709.6614,854Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $141.11 to $141.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $142.22 to $142.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $141.11 to $141.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $142.21 to $142.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)