Dorne Eric A.'s Form 4 filing
United Natural Foods Inc (UNFI) · filed Oct 14, 2021
- Accession no.
- 0001020859-21-000131
- Filed
- Oct 14, 2021
- Trade date
- Oct 12-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $361.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dorne Eric A.CIK 0001529592 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +14,392 | $0.00F2 | $0 | 28,400 | Direct | |
| Oct 12, 2021 | Common Stock | FTax withholdingDisposed | −6,526 | $46.28 | −$302,023.28 | 21,874 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −7,866 | $45.94 | −$361,364.04 | 14,008 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −14,392 | $0.00 | $0 | 28,785 | Direct | |
| Oct 12, 2021 | Common Stock | AGrant or awardAcquired | +15,557 | $0.00 | $0 | 15,557 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Referenced by the price of 1 transaction in Table I.