Bates Ann Torre's Form 4 filing
United Natural Foods Inc (UNFI) · filed Oct 14, 2021
- Accession no.
- 0001020859-21-000123
- Filed
- Oct 14, 2021
- Trade date
- Oct 12-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $418.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bates Ann TorreCIK 0001065134 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −9,326 | $0.00 | $0 | 0 | Direct | |
| Oct 12, 2021 | Common Stock | AGrant or awardAcquired | +3,500 | $0.00 | $0 | 3,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $44.48 to $45.21.
Referenced by the price of 1 transaction in Table I.