Stigers Michael C's Form 4 filing
United Natural Foods Inc (UNFI) · filed Oct 5, 2021
- Accession no.
- 0001020859-21-000099
- Filed
- Oct 5, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.69M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stigers Michael CCIK 0001661990 | Officer (CEO CUB) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +6,901 | $14.77 | +$101,927.77 | 24,310 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +19,218 | $42.04 | +$807,924.72 | 43,528 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +9,038 | $36.54 | +$330,248.52 | 52,566 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −35,157 | $48.04F1 | −$1,688,942.28 | 17,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −6,901 | $14.77 | −$101,927.77 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −19,218 | $42.04 | −$807,924.72 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −9,038 | $36.54 | −$330,248.52 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $48.00 to $48.37.
Referenced by the price of 1 transaction in Table I.