Dorne Eric A.'s Form 4 filing
United Natural Foods Inc (UNFI) · filed Sep 28, 2021
- Accession no.
- 0001020859-21-000093
- Filed
- Sep 28, 2021
- Trade date
- Sep 24-27, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $72.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dorne Eric A.CIK 0001529592 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Common Stock | SSaleDisposed | −630 | $38.00 | −$23,940 | 14,638 | Direct | |
| Sep 25, 2021 | Common Stock | MOption exerciseAcquired | +2,583 | $0.00F4 | $0 | 17,221 | Direct | |
| Sep 25, 2021 | Common Stock | FTax withholdingDisposed | −784 | $37.04 | −$29,039.36 | 16,437 | Direct | |
| Sep 25, 2021 | Common Stock | MOption exerciseAcquired | +1,059 | $0.00F4 | $0 | 17,496 | Direct | |
| Sep 25, 2021 | Common Stock | FTax withholdingDisposed | −322 | $37.04 | −$11,926.88 | 17,174 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −1,269 | $38.00 | −$48,222 | 15,905 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 25, 2021 | Common Stock | MOption exerciseDisposed | −2,583 | $0.00 | $0 | 2,582 | Direct | |
| Sep 25, 2021 | Common Stock | MOption exerciseDisposed | −1,059 | $0.00 | $0 | 1,059 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Referenced by the price of 2 transactions in Table I.