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Spradlin Shane M.'s Form 4 filing

Penske Automotive Group, Inc. (PAG) · filed Jun 5, 2023

Accession no.
0001019849-23-000100
Filed
Jun 5, 2023
Trade date
Mar 8-Jun 5, 2023
Filing delay
89 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $463.8K. It was filed 89 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spradlin Shane M.CIK 0001427690Officer (EVP, Gen. Counsel & Sec.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2023Common StockGGiftDisposed−35$0.00$047,500Direct
Jun 1, 2023Common StockFTax withholdingDisposed−4,216$138.43−$583,620.8843,284Direct
Jun 5, 2023Common StockSSaleDisposed−3,284$141.22F2−$463,766.4840,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trade prices ranging from $141.00 to $141.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)