JW Asset Management, LLC's Form 4 filing
TerrAscend Corp. (TSNDF) · filed Jun 29, 2023
- Accession no.
- 0001019056-23-000299
- Filed
- Jun 29, 2023, 6:03 PM ET
- Trade date
- Jun 28, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.20M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| JW Asset Management, LLCCIK 0001549738 | Director, 10% Owner |
| JW Partners, LPCIK 0001082644 | 10% Owner |
| JW GP, LLCCIK 0001778512 | 10% Owner |
| Wild Jason G.CIK 0001778752 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $1.50 | +$150,000 | 2,675,364 | Direct | |
| Jun 28, 2023 | Common Shares | PPurchaseAcquired | +700,002 | $1.50 | +$1,050,003 | 87,064,662 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The Common Shares and Warrants reported in this Form 4 were acquired from the Issuer through a private placement. The price of 0 in item 8 of Table II reflects the warrants being issued with the Common Shares without further cost to the Reporting Persons.
Referenced by the price of 2 transactions in Table II.