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Bartholdson John A.'s Form 4 filing

Lincoln Educational Services Corp (LINC) · filed Jun 14, 2023

Accession no.
0001019056-23-000270
Filed
Jun 14, 2023, 4:00 PM ET
Trade date
Jun 12-13, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $1.01M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bartholdson John A.CIK 0001382909Director, 10% Owner
Juniper Targeted Opportunities, LPCIK 000168061910% Owner
Juniper Investment Company, LLCCIK 000179403410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2023Common Stock, no par value per shareSSaleDisposed−108,839$6.50F1−$707,453.52,318,031Indirect
Jun 13, 2023Common Stock, no par value per shareSSaleDisposed−46,849$6.47F3−$303,113.032,271,182Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average per share price with a range from $6.45 and $6.615. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission ("SEC") upon request.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average per share price with a range from $6.45 and $6.63. The Reporting Person undertakes to provide details of the trades to the Issuer or the SEC ("SEC") upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)