Rosen Lawrence I's Form 4 filing
Jakks Pacific Inc (JAKK) · filed Jan 26, 2023
- Accession no.
- 0001019056-23-000078
- Filed
- Jan 26, 2023
- Trade date
- Jun 24-Oct 8, 2021
- Filing delay
- 581 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market purchases total $1.57M. Open-market sales total $60.3K. It was filed 581 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosen Lawrence ICIK 0001759132 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2021 | Common Stock | PPurchaseAcquired | +4,010 | $11.34F2 | +$45,473.4 | 889,716 | Direct | |
| Jun 28, 2021 | Common Stock | PPurchaseAcquired | +12,000 | $11.23F2 | +$134,760 | 901,716 | Direct | |
| Jul 6, 2021 | Common Stock | PPurchaseAcquired | +47,599 | $13.45F2 | +$640,206.55 | 949,315 | Direct | |
| Jul 7, 2021 | Common Stock | PPurchaseAcquired | +20,000 | $12.91F2 | +$258,200 | 969,315 | Direct | |
| Jul 8, 2021 | Common Stock | PPurchaseAcquired | +10,058 | $11.51F2 | +$115,767.58 | 979,373 | Direct | |
| Jul 9, 2021 | Common Stock | PPurchaseAcquired | +10,800 | $11.36F2 | +$122,688 | 990,173 | Direct | |
| Jul 12, 2021 | Common Stock | PPurchaseAcquired | +8,700 | $11.22F2 | +$97,614 | 998,873 | Direct | |
| Jul 15, 2021 | Common Stock | PPurchaseAcquired | +5,800 | $10.94F2 | +$63,452 | 1,004,673 | Direct | |
| Aug 5, 2021 | Common Stock | PPurchaseAcquired | +1,116 | $14.97F2 | +$16,706.52 | 1,005,789 | Direct | |
| Aug 6, 2021 | Common Stock | PPurchaseAcquired | +5,130 | $14.43F2 | +$74,025.9 | 1,010,919 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −5,000 | $12.06F2 | −$60,300 | 1,005,919 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 11 transactions in Table I.