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Rosen Lawrence I's Form 4 filing

Jakks Pacific Inc (JAKK) · filed Jan 26, 2023

Accession no.
0001019056-23-000077
Filed
Jan 26, 2023
Trade date
Mar 8-Jun 18, 2021
Filing delay
689 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions. Open-market purchases total $3.46M. It was filed 689 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rosen Lawrence ICIK 000175913210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2021Common StockPPurchaseAcquired+35,000$7.63F2+$267,050556,101Direct
Mar 10, 2021Common StockPPurchaseAcquired+15,300$8.19F2+$125,307571,401Direct
Mar 12, 2021Common StockPPurchaseAcquired+44,118$8.90F2+$392,650.2615,519Direct
Mar 17, 2021Common StockPPurchaseAcquired+16,227$8.58F2+$139,227.66631,746Direct
Mar 19, 2021Common StockPPurchaseAcquired+76,755$8.28F2+$635,531.4708,501Direct
Mar 24, 2021Common StockPPurchaseAcquired+13,843$7.97F2+$110,328.71722,344Direct
Mar 25, 2021Common StockPPurchaseAcquired+16,200$7.67F2+$124,254738,544Direct
Apr 8, 2021Common StockPPurchaseAcquired+12,150$7.09F2+$86,143.5750,694Direct
Jun 9, 2021Common StockPPurchaseAcquired+5,800$10.45F2+$60,610756,494Direct
Jun 11, 2021Common StockPPurchaseAcquired+36,312$12.54F2+$455,352.48792,806Direct
Jun 14, 2021Common StockPPurchaseAcquired+2,500$12.61F2+$31,525795,306Direct
Jun 15, 2021Common StockPPurchaseAcquired+10,000$12.74F2+$127,400805,306Direct
Jun 16, 2021Common StockPPurchaseAcquired+10,700$12.68F2+$135,676816,006Direct
Jun 17, 2021Common StockPPurchaseAcquired+34,700$11.12F2+$385,864850,706Direct
Jun 18, 2021Common StockPPurchaseAcquired+35,000$10.83F2+$379,050885,706Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 15 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)