JW Asset Management, LLC's Form 4 filing
TerrAscend Corp. (TSNDF) · filed Dec 28, 2022
- Accession no.
- 0001019056-22-000692
- Filed
- Dec 28, 2022, 4:02 PM ET
- Trade date
- Aug 23-Dec 23, 2022
- Filing delay
- 127 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 127 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| JW Asset Management, LLCCIK 0001549738 | Director, Officer (Executive Chairman), 10% Owner |
| JW Partners, LPCIK 0001082644 | 10% Owner |
| J.W. Opportunities Master Fund, Ltd.CIK 0001778482 | 10% Owner |
| JW GP, LLCCIK 0001778512 | 10% Owner |
| Wild Jason G.CIK 0001778752 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2022 | Common Shares | SSaleDisposed | −2,149,847 | – | – | 88,450,657 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Shares | JOtherDisposed | −8,591,000 | – | – | 28,329,517 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.