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JW Partners, LP's Form 4 filing

Establishment Labs Holdings Inc. (ESTA) · filed Apr 14, 2022

Accession no.
0001019056-22-000342
Filed
Apr 14, 2022, 4:01 PM ET
Trade date
Apr 13, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $2.45M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
JW Partners, LPCIK 000108264410% Owner
JW Asset Management, LLCCIK 000154973810% Owner
J.W. Opportunities Master Fund, Ltd.CIK 000177848210% Owner
JW GP, LLCCIK 000177851210% Owner
Wild Jason G.CIK 000177875210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 13, 2022Common SharesPPurchaseAcquired+35,000$70.01+$2,450,3503,177,485Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)