Rosalind Advisors, Inc.'s Form 4 filing
Delcath Systems, Inc. (DCTH) · filed Apr 8, 2022
- Accession no.
- 0001019056-22-000322
- Filed
- Apr 8, 2022
- Trade date
- Apr 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $12.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosalind Advisors, Inc.CIK 0001622627 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2022 | Common Shares | PPurchaseAcquired | +1,000 | $6.49 | +$6,490 | 424,500 | Indirect | |
| Apr 7, 2022 | Common Shares | PPurchaseAcquired | +1,000 | $6.41 | +$6,410 | 425,500 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.