Rosen Lawrence I's Form 4 filing
Jakks Pacific Inc (JAKK) ยท filed Feb 16, 2022
- Accession no.
- 0001019056-22-000219
- Filed
- Feb 16, 2022
- Trade date
- Dec 21, 2021-Feb 15, 2022
- Filing delay
- 57 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions. Open-market purchases total $4.40M. It was filed 57 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosen Lawrence ICIK 0001759132 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Common Stock | PPurchaseAcquired | +35,856 | $10.41F1 | +$373,260.96 | 1,348,503 | Direct | |
| Dec 22, 2021 | Common Stock | PPurchaseAcquired | +19,127 | $10.28F1 | +$196,625.56 | 1,367,630 | Direct | |
| Dec 23, 2021 | Common Stock | PPurchaseAcquired | +17,951 | $10.58F1 | +$189,921.58 | 1,385,581 | Direct | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +38 | $11.00F1 | +$418 | 1,385,619 | Direct | |
| Dec 30, 2021 | Common Stock | PPurchaseAcquired | +16,000 | $10.48F1 | +$167,680 | 1,401,619 | Direct | |
| Jan 7, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $9.78F1 | +$195,600 | 1,421,619 | Direct | |
| Jan 26, 2022 | Common Stock | PPurchaseAcquired | +4,000 | $8.43F1 | +$33,720 | 1,425,619 | Direct | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +28,212 | $8.14F1 | +$229,645.68 | 1,453,831 | Direct | |
| Jan 31, 2022 | Common Stock | PPurchaseAcquired | +27,383 | $8.78F1 | +$240,422.74 | 1,481,214 | Direct | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +39,919 | $9.07F1 | +$362,065.33 | 1,521,133 | Direct | |
| Feb 2, 2022 | Common Stock | PPurchaseAcquired | +7,050 | $9.40F1 | +$66,270 | 1,528,183 | Direct | |
| Feb 3, 2022 | Common Stock | PPurchaseAcquired | +75,098 | $9.44F1 | +$708,925.12 | 1,603,281 | Direct | |
| Feb 4, 2022 | Common Stock | PPurchaseAcquired | +43,804 | $10.10F1 | +$442,420.4 | 1,647,085 | Direct | |
| Feb 7, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $10.17F1 | +$101,700 | 1,657,085 | Direct | |
| Feb 8, 2022 | Common Stock | PPurchaseAcquired | +2,935 | $11.15F1 | +$32,725.25 | 1,660,020 | Direct | |
| Feb 9, 2022 | Common Stock | PPurchaseAcquired | +46,895 | $11.98F1 | +$561,802.1 | 1,706,915 | Direct | |
| Feb 10, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.39F1 | +$12,390 | 1,707,915 | Direct | |
| Feb 11, 2022 | Common Stock | PPurchaseAcquired | +16,303 | $12.88F1 | +$209,982.64 | 1,724,218 | Direct | |
| Feb 14, 2022 | Common Stock | PPurchaseAcquired | +724 | $12.99F1 | +$9,404.76 | 1,724,942 | Direct | |
| Feb 15, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $13.40F1 | +$268,000 | 1,744,942 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 20 transactions in Table I.