Rosen Lawrence I's Form 4 filing
Jakks Pacific Inc (JAKK) ยท filed Feb 16, 2022
- Accession no.
- 0001019056-22-000217
- Filed
- Feb 16, 2022
- Trade date
- Oct 25-Dec 15, 2021
- Filing delay
- 114 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions. Open-market purchases total $3.29M. It was filed 114 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosen Lawrence ICIK 0001759132 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | PPurchaseAcquired | +20,344 | $12.62F1 | +$256,741.28 | 1,026,263 | Direct | |
| Oct 27, 2021 | Common Stock | PPurchaseAcquired | +17,391 | $11.96F1 | +$207,996.36 | 1,043,654 | Direct | |
| Oct 28, 2021 | Common Stock | PPurchaseAcquired | +16,094 | $11.04F1 | +$177,677.76 | 1,059,748 | Direct | |
| Oct 29, 2021 | Common Stock | PPurchaseAcquired | +17,089 | $10.88F1 | +$185,928.32 | 1,076,837 | Direct | |
| Nov 4, 2021 | Common Stock | PPurchaseAcquired | +9,799 | $12.38F1 | +$121,311.62 | 1,086,636 | Direct | |
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +10,903 | $13.04F1 | +$142,175.12 | 1,097,539 | Direct | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +3,400 | $13.49F1 | +$45,866 | 1,100,939 | Direct | |
| Nov 15, 2021 | Common Stock | PPurchaseAcquired | +11,000 | $12.94F1 | +$142,340 | 1,111,939 | Direct | |
| Nov 16, 2021 | Common Stock | PPurchaseAcquired | +12,500 | $11.91F1 | +$148,875 | 1,124,439 | Direct | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +2,851 | $11.04F1 | +$31,475.04 | 1,127,290 | Direct | |
| Nov 19, 2021 | Common Stock | PPurchaseAcquired | +15,000 | $10.92F1 | +$163,800 | 1,142,290 | Direct | |
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $10.72F1 | +$107,200 | 1,152,290 | Direct | |
| Nov 26, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $10.77F1 | +$107,700 | 1,162,290 | Direct | |
| Dec 7, 2021 | Common Stock | PPurchaseAcquired | +30,000 | $9.92F1 | +$297,600 | 1,192,290 | Direct | |
| Dec 8, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $10.16F1 | +$101,600 | 1,202,290 | Direct | |
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +7,819 | $9.66F1 | +$75,531.54 | 1,210,109 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +46,306 | $9.48F1 | +$438,980.88 | 1,256,415 | Direct | |
| Dec 13, 2021 | Common Stock | PPurchaseAcquired | +40,857 | $9.56F1 | +$390,592.92 | 1,297,272 | Direct | |
| Dec 14, 2021 | Common Stock | PPurchaseAcquired | +5,375 | $9.50F1 | +$51,062.5 | 1,302,647 | Direct | |
| Dec 15, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $9.65F1 | +$96,500 | 1,312,647 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 20 transactions in Table I.