Navy Capital Green Fund, LP's Form 4 filing
CLS Holdings USA, Inc. (CLSH) · filed Jan 7, 2022
- Accession no.
- 0001019056-22-000039
- Filed
- Jan 7, 2022, 2:16 PM ET
- Trade date
- Jan 4, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Navy Capital Green Fund, LPCIK 0001688278 | 10% Owner |
| Navy Capital Green Co-Invest Fund, LLCCIK 0001760813 | 10% Owner |
| Navy Capital Green Management, LLCCIK 0001764863 | 10% Owner |
| Navy Capital Green Management Partners LLCCIK 0001764864 | 10% Owner |
| Kaden JohnCIK 0001764971 | 10% Owner |
| Stiefel SeanCIK 0001765017 | 10% Owner |
| Navy Capital Green Co-Invest Partners LLCCIK 0001766928 | 10% Owner |
| Gulati ChetanCIK 0001838456 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | PPurchaseAcquired | +606,060 | $0.4125 | +$249,999.75 | 28,758,914 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Remark (1): This Form 4 is being filed by Navy Capital Green Management, LLC (the " Investment Manager") on behalf of itself and Navy Capital Green Management Partners, LLC ("NCG"), Navy Capital Green Fund, LP (the "Fund"), Navy Capital Green Co-Invest Fund, LLC (the "Co-Investment Fund"), Navy Capital Green Co-Invest Partners, LLC ("NCGP"), John Kaden, Chetan Gulati and Sean Stiefel. John Kaden, Chetan Gulati and Sean Stiefel are the managers of the Investment Manager, NCG, and NCGP. NCG is the general partner of the Fund and NCGP is the manager of the Co-Investment Fund.