Smith Robert Garrett's Form 4/A amendment
AmendedSteven Madden, Ltd. (SHOO) · filed Aug 23, 2021
- Accession no.
- 0001019056-21-000489
- Filed
- Aug 23, 2021
- Trade date
- May 7, 2018-Aug 10, 2021
- Filing delay
- 1,204 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 12, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $412.7K. It was filed 1,204 days after the trade.
This amendment replaces 0001019056-21-000465 (filed Aug 12, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Robert GarrettCIK 0001607127 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2018 | Common Stock, par value $0.0001 per share | SSaleDisposed | −4,200 | $48.17 | −$202,314 | 7,103 | Direct | |
| Aug 7, 2018 | Common Stock, par value $0.0001 per share | SSaleDisposed | −925 | $55.31 | −$51,161.75 | 8,440 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.0001 per share | SSaleDisposed | −3,710 | $42.91F1 | −$159,196.1 | 7,389 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.91 to $42.94, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The number provided herein has been adjusted to reduce the number of shares of the Company's Common Stock previously reported on Form 4 filed on August 12, 2021, by 7,687 shares previously sold after giving effect to the Company's three-for-two stock split effective October 12, 2018.
Remarks
This amendment to the Form 4 filed on August 12, 2021 (the "Original Form 4") is being filed to report two previous sales of the Company's Common Stock by the reporting person and to adjust the number of shares beneficially owned by the reporting person after giving effect to the sale of 3,710 shares reported in the Original Form 4.