Herrington Douglas J's Form 4 filing
Amazon Com Inc (AMZN) · filed May 23, 2024
- Accession no.
- 0001018724-24-000105
- Filed
- May 23, 2024
- Trade date
- May 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herrington Douglas JCIK 0001936006 | Officer (CEO Worldwide Amazon Stores) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +12,640 | $0.00 | $0 | 530,249 | Direct | |
| May 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,600 | $0.00 | $0 | 532,849 | Direct | |
| May 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −4,996 | $181.25F2 | −$905,525 | 527,853 | Direct | |
| May 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −1,100 | $182.11F3 | −$200,321 | 526,753 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −12,640 | $0.00 | $0 | 77,020 | Direct | |
| May 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 65,060 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $181.81 and the lowest price at which shares were sold was $180.83.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $182.54 and the lowest price at which shares were sold was $181.84.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.