Jassy Andrew R's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 24, 2023
- Accession no.
- 0001018724-23-000036
- Filed
- Nov 24, 2023
- Trade date
- Nov 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.13M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jassy Andrew RCIK 0001374545 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +25,000 | $0.00 | $0 | 2,055,868 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +20,120 | $0.00 | $0 | 2,075,988 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +10,000 | $0.00 | $0 | 2,085,988 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −9,548 | $142.10F2 | −$1,356,770.8 | 2,076,440 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −11,759 | $143.05F3 | −$1,682,124.95 | 2,064,681 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −626 | $143.80F4 | −$90,018.8 | 2,064,055 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 25,000 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −20,120 | $0.00 | $0 | 20,120 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 1,190,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $142.53 and the lowest price at which shares were sold was $141.54.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $143.53 and the lowest price at which shares were sold was $142.57.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $143.81 and the lowest price at which shares were sold was $143.59.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.