Herrington Douglas J's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 24, 2023
- Accession no.
- 0001018724-23-000034
- Filed
- Nov 24, 2023
- Trade date
- Nov 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.36M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herrington Douglas JCIK 0001936006 | Officer (CEO Worldwide Amazon Stores) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +11,300 | $0.00 | $0 | 535,411 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +4,900 | $0.00 | $0 | 540,311 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +7,500 | $0.00 | $0 | 547,811 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −8,480 | $143.08F2 | −$1,213,318.4 | 539,331 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −1,000 | $143.74F3 | −$143,740 | 538,331 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −11,300 | $0.00 | $0 | 11,300 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −4,900 | $0.00 | $0 | 94,580 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 37,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $143.52 and the lowest price at which shares were sold was $142.53.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $143.76 and the lowest price at which shares were sold was $143.58.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.