Olsavsky Brian T's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 24, 2023
- Accession no.
- 0001018724-23-000030
- Filed
- Nov 24, 2023
- Trade date
- Nov 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.42M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Olsavsky Brian TCIK 0001639902 | Officer (Senior Vice President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +10,620 | $0.00 | $0 | 59,620 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +3,940 | $0.00 | $0 | 63,560 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,240 | $0.00 | $0 | 65,800 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −16,800 | $143.76 | −$2,415,168 | 49,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −10,620 | $0.00 | $0 | 10,620 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −3,940 | $0.00 | $0 | 84,460 | Direct | |
| Nov 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,240 | $0.00 | $0 | 101,060 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.