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Winmill Thomas Bassett's Form 4 filing

Bexil Investment Trust (BXSY) · filed Nov 21, 2023

Accession no.
0001018500-23-000001
Filed
Nov 21, 2023
Trade date
Nov 17-21, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $33.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Winmill Thomas BassettCIK 0001018500Director, Officer (See "Explanation of Responses")

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2023Shares of Beneficial InterestPPurchaseAcquired+500$10.79+$5,39522,625Direct
Nov 20, 2023Shares of Beneficial InterestPPurchaseAcquired+390$10.80+$4,21223,015Direct
Nov 20, 2023Shares of Beneficial InterestPPurchaseAcquired+1,340$10.80+$14,47224,355Direct
Nov 21, 2023Shares of Beneficial InterestPPurchaseAcquired+900$10.86+$9,77425,255Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The Reporting Person is a trustee, president, chief executive officer, chief legal officer, and portfolio manager of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates.

Read the full filing on SEC EDGAR (opens in a new tab)