Hoffman Andrew John's Form 4 filing
Transact Technologies Inc (TACT) · filed Nov 24, 2021
- Accession no.
- 0001017303-21-000082
- Filed
- Nov 24, 2021
- Trade date
- Nov 22-24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $191.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoffman Andrew JohnCIK 0001308857 | Officer (SVP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $6.76 | +$33,800 | 18,541 | Direct | |
| Nov 22, 2021 | Common Stock | MOption exerciseAcquired | +1,800 | $4.25 | +$7,650 | 20,341 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −6,800 | $11.07F1 | −$75,276 | 13,541 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +75 | $4.25 | +$318.75 | 13,616 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $8.30 | +$41,500 | 18,616 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +3,750 | $7.17 | +$26,887.5 | 22,366 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +1,250 | $9.80 | +$12,250 | 23,616 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −10,075 | $11.53F2 | −$116,164.75 | 13,541 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $6.76 | −$33,800 | 0 | Direct | |
| Nov 22, 2021 | Common Stock | MOption exerciseDisposed | −1,800 | $4.25 | −$7,650 | 5,700 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −75 | $4.25 | −$318.75 | 5,625 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $8.30 | −$41,500 | 0 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −3,750 | $7.17 | −$26,887.5 | 0 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −1,250 | $9.80 | −$12,250 | 3,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the sale of 6,800 shares in 16 different transactions ranging from 11.05 to 11.25 per share, resulting in a weighted average share price per share of $11.07. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the sale of 10,075 shares in 22 different transactions ranging from 11.50 to 11.61 per share, resulting in a weighted average share price per share of $11.53. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
Referenced by the price of 1 transaction in Table I.